Empire History 101, page-78

Form 604

Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder



To Company Name/Scheme


FYI Resources Limited

ACN/ARSN

061 289 218

1. Details of substantial holder(1)




Name

Roland Hill ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on


25/05/2018


The previous notice was given to the company on

01/02/2016


The previous notice was dated

01/02/2016


2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person’s votes Voting power (5) Person’s votes Voting power (5) Ordinary shares 7,642,101 9.38% 18,455,025 9.93%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person’s votes affected

28/06/2016 Roland Hill On and off market trade
$16,043 Ordinary shares 445,645
445,645
23/12/2016 Capstone Capital Pty Ltd Shares issued in lieu of fees of $90,000
Shares issued in lieu of fees of $90,000
Ordinary shares 1,800,000
1,800,000
08/05/2017 Roland Hill Off market purchase
$36,000 Ordinary shares 1,000,000
1,000,000
06/02/2018 Capstone Capital Pty Ltd On market purchase
$11,046 147,279 147,279
20/02/2018 Roland Hill Shares issued in lieu of fees of $50,400
Shares issued in lieu of fees of $50,400
Ordinary shares 420,000
420,000
25/05/2018 Roland Hill Option to purchase shares
Option fee of $80,000. Minimum price of 12 cents per share plus 60% of the FYI share price above 12 cents when the option is exercised, net of the option fee.
Ordinary shares 7,000,000

7,000,000

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)

Nature of relevant interest (6)
Class and number of securities
Person’s votes
Roland