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Litigation Capital Partners Funding Pty Ltd. executed the DOCA and we have a Top 20 issued where they now hold 13.04% for $40k - signed off by Song on 06 October 2016.
New directors hold nil shares.
Former directors relinquished all the performance shares and options, not yet exercised, I think? Can anyone confirm this.
Last top 20 issued on 04 October 2016
CERAMIC FUEL CELLS (Subject to Deed of Company Arrangement)
Column 1
Column 2
Column 3
Column 4
1
Shareholder name
Fully paidordinary shares
Percentageheld
2
1
Litigation Capital Partners Funding Pte Ltd
456,242,549
13.04%
3
2
Locke, Alasdalr
283,258,782
8.10%
4
3
Artemis Investment Management
123,384,485
3.53%
5
4
Hong Kong Three Circle Electronic Company Limited
100,000,000
2.86%
6
5
Distributed Energy Limited
90,909,090
2.60%
7
6
Carllnl, Rosemary & Peter
80,000,000
2.29%
8
7
City of Bradford West Yorkshire Pension Fund
64,750,000
1.85%
9
8
Consorsbank
64,094,200
1.83%
10
9
ING-DIBa AG
58,480,903
1.67%
11
10
Commerzbank AG
57,077,675
1.63%
12
11
Bergen Asset Management, LLC
50,577,786
1.45%
13
12
Deutsche WertpapierService Bank AG
47,238,286
1.35%
14
13
Fitzpatrick. Michael & Sykes, Helen
45,572,915
1.30%
15
14
DZ Bank AG
35,732,306
1.02%
16
15
Hsbc Trinkaus + Burkhardt Ag
34,634,773
0.99%
17
16
Deutsche Bank Ag
32,386,785
0.93%
18
17
Winterflood Securities
21,674,663
0.62%
19
18
State Steel Bank & Trust Company
20,905,907
0.60%
20
19
JP Morgan International Bank Ltd
18,592,763
0.53%
21
20
Ceramlc Oxide Fabrioators Pty Ltd
15,590,625
0.45%
22
Total Top 20
1,701,094,493
48.63%
23
Other
1,796,775,050
51.37%
24
Total
3,497,869,843
100.00%
Please note that I copied this top 20 table from the pdf - so there may be some error.
My holdings are small, but it does appear that our new top shareholder may be trying to pursue a course of action to recover something? - which may be wishful thinking on my part!
From a Google search, it appears like Litigation Capital Partners Funding are now ASX listed LCA, but I have yet to find any link to CFU?
Can anyone shed more light on this?